Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Uwe? Claim Your ProfileUwe Sauer is a financial advisor with Stifel, Nicolaus & Company, Inc. Uwe has 2 product licenses and has been in the industry since 2019. Uwe is located in Baltimore, MD and is registered with FINRA. Stifel, Nicolaus & Company, Inc. is headquartered in St Louis, MO and manages over $149 billion in client assets. The firm specializes in financial planning, portfolio management, and pension consulting. Stifel, Nicolaus & Company, Inc. is a well-established firm with a strong track record of providing high-quality financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
01/07/2022 - Present
Stifel, Nicolaus & Company, Inc. (BALTIMORE MD)
NA
10/28/2019 - 02/16/2021
MAINFIRST SECURITIES US INC. (FRANKFURT AM MAIN )
BC
Issued 10/28/2019
Series 57TO - Securities Trader Exam
BC
Issued 07/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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