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Uttarkar Nagaraja Rao

BNP Paribas Securities Corp.

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About Uttarkar Nagaraja Rao

Uttarkar Nagaraja Rao is a financial professional with over 10 years of experience in the industry. He currently works at BNP Paribas Securities Corp. and previously worked at Deutsche Bank Securities Inc. Rao has passed the Securities Industry Essentials Examination and the Operations Professional Examination. His registration began on February 28, 2022.

Firm Information

Uttarkar Rao is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Uttarkar Rao’s Registration & Firm History

NY

02/28/2022 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

07/06/2012 - 12/24/2021

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/04/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Uttarkar Nagaraja Rao.
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