Unclaimed
Utkarsh Vasa is an investment advisor representative with Morgan Stanley and has been in the industry since 2013. Utkarsh is registered with the state of California and Texas. Utkarsh holds the Series 66, Series 7, and SIE licenses. Utkarsh is also registered with the state of Texas as an investment advisor representative. Utkarsh is a member of the Financial Industry Regulatory Authority (FINRA). Utkarsh has a wide range of experience working with individuals, families, and businesses to help them meet their financial goals. Utkarsh offers a variety of investment services, including asset allocation, financial planning, pension consulting, and portfolio management. Utkarsh is committed to providing his clients with the highest quality of service and helping them achieve their financial objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/19/2020 - Present
Morgan Stanley (Carlsbad CA)
BOTH
Issued 09/27/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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