Unclaimed
Usman Rahman Khan is a financial advisor with Guggenheim Investments. Usman Rahman Khan has been in the financial industry since 2019. Usman Rahman Khan has a Series 7, Series 66, and SIE license. Usman Rahman Khan is registered with 53 states and the District of Columbia. Usman Rahman Khan is registered with the state of Illinois as an Investment Advisor Representative. Prior to joining Guggenheim Investments, Usman Rahman Khan worked with Mesirow Financial, Inc. and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
05/17/2022 - Present
Guggenheim Investments (NEW YORK NY)
IL
08/03/2020 - 07/12/2021
MESIROW FINANCIAL, INC. (CHICAGO IL)
IL
08/23/2018 - 09/08/2020
LPL FINANCIAL LLC (CHICAGO IL)
BOTH
Issued 11/30/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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