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Usman Rahman Khan

Guggenheim Investments

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About Usman Rahman Khan

Usman Rahman Khan is a financial advisor with Guggenheim Investments. Usman Rahman Khan has been in the financial industry since 2019. Usman Rahman Khan has a Series 7, Series 66, and SIE license. Usman Rahman Khan is registered with 53 states and the District of Columbia. Usman Rahman Khan is registered with the state of Illinois as an Investment Advisor Representative. Prior to joining Guggenheim Investments, Usman Rahman Khan worked with Mesirow Financial, Inc. and LPL Financial LLC.

Firm Information

Usman Khan is currently registered with Guggenheim Investments. Guggenheim Investments is an investment advisor based in NEW YORK, NY. The firm manages approximately $11,255,391,581 in regulatory assets under management for 138 accounts. The firm provides investment advice to investment companies and pooled investment vehicles.
Guggenheim Investments

330 MADISON AVENUE

NEW YORK, NY 10017

$11.26B

Assets Under Management

1

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Usman Khan’s Registration & Firm History

NY

05/17/2022 - Present

Guggenheim Investments (NEW YORK NY)

IL

08/03/2020 - 07/12/2021

MESIROW FINANCIAL, INC. (CHICAGO IL)

IL

08/23/2018 - 09/08/2020

LPL FINANCIAL LLC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 11/30/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Usman Rahman Khan.
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