Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Usman? Claim Your ProfileUsman Niaz is a registered representative with Finalis Securities LLC. Usman has been in the industry since 2019 and has a Series 7, Series 63, and Series 79 license. Usman is registered in New York. Finalis Securities LLC is a FINRA member firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/05/2023 - Present
Finalis Securities LLC (New York NY)
NY
10/07/2022 - 10/24/2022
THINKEQUITY LLC (NEW YORK NY)
BC
Issued 06/12/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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