Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Usman? Claim Your ProfileUsman Bajwa is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Usman has been in the industry since 2008 and has experience working with clients in a variety of areas, including retirement planning, college savings, and estate planning. Usman holds a Series 66 license as well as the Series 7 and SIE exams. Usman is a registered advisor in several states, including California, New York, Texas, and others. In addition to his work with Merrill Lynch, Usman also owns and operates a restaurant group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/19/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
09/18/2009 - 03/12/2010
UBS FINANCIAL SERVICES INC. (WALNUT CREEK CA)
CA
09/12/2008 - 05/13/2009
UBS FINANCIAL SERVICES INC. (WALNUT CREEK CA)
BOTH
Issued 10/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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