Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Usha? Claim Your ProfileUsha Ramani Archer has over 28 years of experience in the financial services industry. Usha is currently registered with Principal Securities, Inc. in Iowa. Prior to this, Usha was registered with GWFS Equities, Inc. in Colorado and New Jersey, and Prudential Investment Management Services LLC in New Jersey. Usha is also a registered representative in California, Connecticut, Iowa, Minnesota, and Nevada. Usha holds Series 63, Series 7, Series 26 and SIE licenses. Usha offers a variety of financial planning, investment management and advisory services, including educational seminars, pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
05/23/2022 - Present
Principal Securities, Inc. (DES MOINES IA)
CO
04/04/2022 - 04/19/2022
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
NJ
07/16/2013 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CA
05/12/1997 - 06/17/2013
GWFS EQUITIES, INC. (GLENDALE CA)
CA
05/12/1994 - 05/01/1997
GLENFED BROKERAGE SERVICES (GLENDALE CA)
BC
Issued 06/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Usha Archer is the right advisor for you? Invested Better is here to help.
