Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Usha? Claim Your ProfileUsha Lettman is a registered representative and investment advisor representative with Citigroup Global Markets Inc. Usha has been in the securities industry for over 20 years and has experience with a variety of firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Fifth Third Securities, Inc., and U.S. Bancorp Investments, Inc. Usha specializes in asset allocation advice, financial planning, and portfolio management for individuals and businesses. Usha is registered in Illinois as both a broker-dealer and an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
08/07/2022 - Present
Citigroup Global Markets Inc. (CHICAGO IL)
IL
01/09/2018 - 07/18/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AURORA IL)
IL
03/22/2011 - 12/11/2017
FIFTH THIRD SECURITIES, INC. (GENEVA IL)
IL
09/22/2006 - 03/17/2009
U.S. BANCORP INVESTMENTS, INC. (BOLINGBROOK IL)
GA
08/24/2001 - 09/25/2006
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 08/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/22/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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