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Urvashi Shaju

Barclays Capital Inc.

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About Urvashi Shaju

Urvashi Shaju is a registered representative with Barclays Capital Inc. Urvashi has been in the industry since June 13, 2014. She is licensed to conduct business in New York. Urvashi has passed the Securities Industry Essentials (SIE) Exam and the Series 99 exam. Previously, Urvashi was registered with Goldman Sachs & Co. LLC.

Firm Information

Urvashi Shaju is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Urvashi Shaju’s Registration & Firm History

NY

06/28/2021 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

03/20/2013 - 04/02/2020

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2013

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Urvashi Shaju.
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