Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ursula? Claim Your ProfileUrsula Zimmermann Schaufler is a financial advisor currently associated with Henley & Co. LLC. Ursula has been in the financial industry since 1976. Prior to joining Henley & Co. LLC, Ursula worked at Petersen Investments, Inc., Philadelphia Corporation for Investment Services, Janney Montgomery Scott LLC, Fahnestock & Co., Inc., W.H. Newbold's Son & Co., Inc., Wheat, First Securities, Inc., Schaffer, Necker & Co., Hopper Soliday & Co., Inc., Hess, Grant & Company, Inc., and Hayden Stone Inc. Ursula holds multiple licenses and qualifications including Series 63, Series 65, Series 1, Series 18, Series 24, Series 27, Series 53, SIE, Series 7TO, and Series 99TO. Ursula is registered with FINRA and the following states: California, Colorado, Florida, Louisiana, Maryland, New Jersey, Pennsylvania, Rhode Island, South Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
11/27/2017 - Present
Henley & Co. LLC (BLUE BELL PA)
PA
09/30/2005 - 11/27/2017
PETERSEN INVESTMENTS, INC. (BLUE BELL PA)
PA
01/06/2004 - 09/30/2005
PHILADELPHIA CORPORATION FOR INVESTMENT SERVICES (WAYNE PA)
PA
07/14/1994 - 01/05/2004
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
01/02/1992 - 07/21/1994
FAHNESTOCK & CO., INC. (NEW YORK NY)
NA
11/01/1989 - 12/31/1991
W.H. NEWBOLD'S SON & CO., INC.
NC
06/03/1988 - 11/06/1989
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
03/07/1986 - 06/07/1988
SCHAFFER, NECKER & CO.
NA
01/12/1984 - 02/19/1986
HOPPER SOLIDAY & CO., INC.
NA
04/11/1977 - 08/08/1983
HESS, GRANT & COMPANY, INC.
NA
03/26/1970 - 03/31/1971
HAYDEN STONE INC.
IA
Issued 11/17/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/10/1986
Series 24 - General Securities Principal Examination
BC
Issued 04/19/1986
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1977
PC - AMEX Put and Call Exam
BC
Issued 04/04/1977
Series 18 - Securities Industry Rules and Regulations Examination
BC
Issued 03/23/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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