Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ursula? Claim Your ProfileUrsula Catherine Carty has been in the financial services industry since 2010. Ursula is currently registered with Equitable Distributors, LLC in New York, NY. Ursula holds Series 6, 26 and 63 licenses. Ursula has previously been registered with MBSC Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/01/2011 - Present
Equitable Distributors, LLC (New York NY)
NY
08/25/2008 - 11/02/2009
MBSC SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 01/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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