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Urja S Shah

Citizens Securities, Inc.

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About Urja S Shah

Urja Shah is a financial advisor who has been in the industry since 2009. Urja is currently registered with Citizens Securities, Inc. and has previous experience with Cetera Investment Services LLC, Invest Financial Corporation, Santander Securities LLC, and LPL Financial LLC. Urja holds Series 6, 7, 63, and 66 licenses. Urja specializes in Retirement planning, Financial planning, and Mutual funds.

Firm Information

Urja Shah is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Urja Shah’s Registration & Firm History

NJ

08/19/2022 - Present

Citizens Securities, Inc. (MORRIS PLAINS NJ)

NJ

12/06/2017 - 08/17/2022

CETERA INVESTMENT SERVICES LLC (SUCCASUNNA NJ)

NJ

01/12/2017 - 12/06/2017

INVEST FINANCIAL CORPORATION (MORRISTOWN NJ)

NJ

09/19/2012 - 01/06/2017

SANTANDER SECURITIES LLC (ROCKAWAY NJ)

NJ

10/05/2009 - 09/19/2012

LPL FINANCIAL LLC (PARSIPPANY NJ)

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Licenses & Designations

BOTH

Issued 06/26/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/03/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/2010

Series 7 - General Securities Representative Examination

BC

Issued 10/02/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Urja S Shah. Review regulatory record here.
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