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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Uril? Claim Your ProfileUril Peterson is a financial advisor with Wells Fargo Clearing Services, LLC. Uril Peterson has been in the financial industry since 2004 and has experience with Morgan Keegan & Company, Inc. and SunTrust Investment Services, Inc. Uril Peterson is registered with the state of Tennessee and has multiple licenses including Series 6, 7, 63, and 66. Uril Peterson is a Registered Representative of Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Registered Investment Advisor and a member of FINRA and SIPC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
10/01/2012 - Present
Wells Fargo Clearing Services, LLC (JOHNSON CITY TN)
TN
05/20/2009 - 07/14/2011
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
11/19/2002 - 02/12/2009
SUNTRUST INVESTMENT SERVICES, INC. (JOHNSON CITY TN)
BOTH
Issued 08/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/18/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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