Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Uriel? Claim Your ProfileUriel Yobani Lopez is a financial professional with over 2 years of experience in the industry. Uriel is currently registered with Vanguard Marketing Corp. Uriel has a Series 63, Series 7TO, and Series 6TO licenses and is registered in Arizona and Pennsylvania. Uriel is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
12/03/2018 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 10/26/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/03/2018
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/12/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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