Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Uriel? Claim Your ProfileUriel Batista is a financial advisor with over 8 years of experience in the financial services industry. Uriel is registered with LPL Financial LLC, and currently serves clients in Fort Worth, TX. Uriel has held previous positions at CUSO FINANCIAL SERVICES, L.P., Capital One Investing, LLC, W&S Brokerage Services, Inc., and Wells Fargo Advisors, LLC. Uriel holds the Series 7, Series 66, and SIE licenses and is licensed in Texas, Florida and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/01/2023 - Present
LPL Financial LLC (FORT WORTH TX)
TX
05/30/2018 - 03/20/2023
CUSO FINANCIAL SERVICES, L.P. (Ft Worth TX)
VA
10/19/2016 - 06/15/2018
CAPITAL ONE INVESTING, LLC (MCLEAN VA)
TX
10/08/2014 - 11/21/2014
W&S BROKERAGE SERVICES, INC. (ARLINGTON TX)
TX
09/28/2012 - 01/02/2014
WELLS FARGO ADVISORS, LLC (FORT WORTH TX)
BOTH
Issued 10/18/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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