Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Uri? Claim Your ProfileUri Holmes is an investment advisor representative at Wells Fargo Advisors Financial Network, LLC. Uri has been in the securities industry since July 12, 1993. Uri has a Series 6, 7, 63 and 66 license. Uri is also registered in 27 states, including Ohio, Florida, and Illinois. Uri is affiliated with the Wells Fargo Advisors Financial Network, LLC firm office in Dublin, Ohio. Uri previously worked at SAGEPOINT FINANCIAL, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, and THE LINCOLN NATIONAL LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/11/2009 - Present
Wells Fargo Advisors Financial Network, LLC (DUBLIN OH)
OH
04/28/2006 - 02/11/2009
SAGEPOINT FINANCIAL, INC. (DUBLIN OH)
OH
05/23/2001 - 05/02/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (DUBLIN OH)
IN
07/13/1993 - 05/24/2001
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
07/13/1993 - 05/24/2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 01/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/09/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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