Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Upinder? Claim Your ProfileUpinder Chandhok is a registered representative with J.p. Morgan Securities LLC. Upinder has been working in the financial services industry for more than 10 years and has experience with a number of firms, including PNC Investments, SunTrust Investment Services, Inc., and now J.p. Morgan Securities LLC. Upinder is licensed to provide investment advice and securities brokerage services in several states, including Colorado, District of Columbia, Indiana, Maryland, New Jersey, and Virginia. Upinder holds a Series 6, 7, 63, and 65 license and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MD
02/18/2021 - Present
J.p. Morgan Securities LLC (Elkridge MD)
MD
07/18/2018 - 10/14/2020
SUNTRUST INVESTMENT SERVICES, INC. (SILVER SPRING MD)
MD
01/11/2014 - 07/03/2018
PNC INVESTMENTS (COLUMBIA MD)
MD
09/26/2008 - 06/27/2011
PNC INVESTMENTS (SILVER SPRING MD)
MD
10/17/2007 - 10/19/2007
SUNTRUST INVESTMENT SERVICES, INC. (COLUMBIA MD)
IA
Issued 11/20/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2017
Series 7 - General Securities Representative Examination
BC
Issued 01/10/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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