Unclaimed
Umut Asikoglu is a registered representative at UBS Securities LLC. Umut has been in the financial industry since August 19, 2022 and is registered with the state of New York. Umut holds the Series 63, Series 79TO, and SIE exams. Umut can provide investment banking related services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/20/2022 - Present
UBS Securities LLC (New York NY)
BC
Issued 07/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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