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Umer Raffat

Evercore Group LLC

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About Umer Raffat

Umer Raffat is a financial advisor at Evercore Group LLC. Umer has been in the financial services industry since March 13, 2011. Umer holds Series 7, 63, 86, and 87 licenses and the SIE certification. Prior to joining Evercore Group LLC, Umer worked at INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC in New York, NY. Umer is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Missouri, Montana, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Texas, Utah, Virginia, Washington, West Virginia, and Wisconsin.

Firm Information

Umer Raffat is currently registered with Evercore Group LLC. Evercore Group LLC is a Limited Liability Company formed in April 2006. The firm is registered with the SEC and in 37 states.

Not reported

Assets Under Management

Not reported

Total Clients

805

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Umer Raffat’s Registration & Firm History

NY

12/24/2015 - Present

Evercore Group LLC (NEW YORK NY)

NY

03/14/2011 - 12/31/2015

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/13/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/2012

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/25/2012

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/12/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Umer Raffat.
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