Unclaimed
Umer Raffat is a financial advisor at Evercore Group LLC. Umer has been in the financial services industry since March 13, 2011. Umer holds Series 7, 63, 86, and 87 licenses and the SIE certification. Prior to joining Evercore Group LLC, Umer worked at INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC in New York, NY. Umer is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Missouri, Montana, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Texas, Utah, Virginia, Washington, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/24/2015 - Present
Evercore Group LLC (NEW YORK NY)
NY
03/14/2011 - 12/31/2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)
BC
Issued 10/13/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/25/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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