Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Umer? Claim Your ProfileUmer Abuissa is a financial professional with experience in the securities industry. Umer has held previous roles with RFA Securities LLC, Morgan Stanley, and E*TRADE Securities LLC. Umer is currently registered with Casey Securities LLC and holds Series 3, 7TO, 57TO, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/24/2024 - Present
Casey Securities LLC (GREENBRAE CA)
PA
10/23/2023 - 07/29/2024
RFA SECURITIES LLC (PHILADELPHIA PA)
IL
03/09/2023 - 11/17/2023
MORGAN STANLEY (Chicago IL)
IL
08/08/2022 - 09/05/2023
E*TRADE SECURITIES LLC (CHICAGO IL)
BC
Issued 09/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2023
Series 57TO - Securities Trader Exam
BC
Issued 02/03/2023
Series 3 - National Commodity Futures Examination
BC
Issued 08/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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