Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Umberto? Claim Your ProfileUmberto Perez is a financial advisor with over 20 years of experience in the industry. Umberto is currently registered with Castleview Partners, LLC, and has a strong track record of providing financial planning and investment management services to individuals and high-net-worth clients. Umberto has held previous positions with firms including Pershe Kaplan Sterling Investments, Argentus Securities, LLC, Park Avenue Securities LLC, and MML Investors Services, Inc. Umberto is also the President of UP Capital Management LLC and has a diverse background that includes real estate and fixed insurance. Umberto is committed to providing his clients with personalized financial advice and strategies that are tailored to their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
11/04/2015 - Present
Castleview Partners, LLC (DALLAS TX)
FL
03/03/2014 - 02/01/2016
PURSHE KAPLAN STERLING INVESTMENTS (CORAL GABLES FL)
FL
01/06/2006 - 02/28/2014
ARGENTUS SECURITIES, LLC (CORAL GABLES FL)
FL
09/19/2003 - 01/31/2006
PARK AVENUE SECURITIES LLC (CORAL GABLES FL)
MA
03/27/2000 - 09/03/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 08/24/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/24/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Umberto Perez is the right advisor for you? Invested Better is here to help.
