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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Umberto? Claim Your ProfileUmberto Iannone is a financial professional with over 25 years of experience in the financial services industry. Umberto is a CERTIFIED FINANCIAL PLANNER™ professional and is currently registered with Fidelity Personal AND Workplace Advisors. Umberto has a long history of experience in the financial services industry and has held positions with several firms including PaineWebber Incorporated, Prudential Securities Incorporated and R.D. White & Co., Inc.. Umberto is a Series 7, Series 9, Series 10, Series 63 and Series 65 licensed professional. Umberto is registered in several states including Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont, Virginia, and Washington. Umberto provides services including financial planning, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (NEW YORK NY)
NJ
06/17/1999 - 11/10/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/20/1998 - 05/17/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/07/1997 - 06/05/1998
R.D. WHITE & CO., INC. (NEW YORK NY)
NY
01/20/1997 - 04/09/1997
PRIME CHARTER LTD. (NEW YORK NY)
IA
Issued 08/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/12/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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