Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Umber? Claim Your ProfileUmber Gosain is a financial professional with over nine years of experience in the financial industry. Umber is currently registered with Houlihan Lokey Capital, Inc. in New York. Umber has previously held positions at RAYMOND JAMES & ASSOCIATES, INC. and EVERCORE GROUP L.L.C., both in New York. Umber holds the Series 63, Series 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/19/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
04/23/2020 - 07/05/2024
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
NY
09/02/2015 - 04/17/2020
EVERCORE GROUP L.L.C. (NEW YORK NY)
BC
Issued 09/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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