Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Umar? Claim Your ProfileUmar Ali is a registered investment advisor representative with First Citizens Investor Services, Inc. in Rockingham, Virginia. Umar has over 8 years of experience in the financial services industry. Prior to joining First Citizens, Umar worked at Infinex Investments, Inc. in Johnson City, Tennessee and LPL Financial LLC in Harrisonburg, Virginia. Umar holds the Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Umar offers financial planning and portfolio management services to individuals, corporations, and charitable organizations. Umar is also a civil celebrant and performs rites of marriage ceremonies under VA code 20-25.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
07/08/2019 - Present
First Citizens Investor Services, Inc. (Rockingham VA)
TN
10/30/2017 - 06/21/2019
INFINEX INVESTMENTS, INC. (JOHNSON CITY TN)
VA
01/30/2017 - 10/12/2017
LPL FINANCIAL LLC (HARRISONBURG VA)
VA
02/17/2016 - 02/01/2017
INFINEX INVESTMENTS, INC. (LURAY VA)
VA
11/17/2014 - 01/29/2016
WELLS FARGO ADVISORS, LLC (HARRISONBURG VA)
IA
Issued 12/17/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/17/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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