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Umair Zaman

Tiaa-Cref Individual & Institutional Services, LLC

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About Umair Zaman

Umair Zaman is a financial professional with over 10 years of experience in the industry. Umair Zaman is currently registered with TIAA-CREF Individual & Institutional Services, LLC and holds Series 6, 7, 63, and 66 licenses. Umair Zaman has previously worked with MML Investors Services, LLC, NYLIFE Securities LLC, Citigroup Global Markets Inc., and J.P. Morgan Securities LLC.

Firm Information

Umair Zaman is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Umair Zaman’s Registration & Firm History

TX

07/02/2024 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)

NY

05/13/2021 - 12/31/2022

MML INVESTORS SERVICES, LLC (NEW YORK NY)

NY

01/24/2020 - 07/17/2020

NYLIFE SECURITIES LLC (LAKE SUCCESS NY)

NY

01/15/2019 - 09/19/2019

CITIGROUP GLOBAL MARKETS INC. (CEDARHURST NY)

NY

10/15/2013 - 12/12/2017

J.P. MORGAN SECURITIES LLC (BROOKLYN NY)

NY

04/04/2013 - 08/05/2013

FIRST INVESTORS CORPORATION (NEW YORK NY)

NY

07/20/2012 - 08/09/2012

FIRST INVESTORS CORPORATION (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/01/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/15/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/18/2024

Series 7TO - General Securities Representative Examination

BC

Issued 12/12/2017

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Umair Zaman. Review regulatory record here.
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