Unclaimed
Uma Seshamani is a financial professional with over 12 years of experience in the industry. Uma currently works at Jane Street Capital, LLC and Jane Street Execution Services, LLC, where Uma has been employed since May 2019. Previously, Uma worked at BMO Capital Markets Corp., Barclays Capital Inc., and Lehman Brothers Inc. Uma is licensed in several states including California, Florida, Hawaii, Louisiana, New Jersey, New York, Ohio, Pennsylvania, Texas, and Virginia. Uma has Series 7, Series 57TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/06/2019 - Present
Jane Street Capital, LLC (NEW YORK NY)
NY
09/17/2013 - 06/19/2018
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
09/22/2008 - 06/26/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/28/2005 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2019
Series 57TO - Securities Trader Exam
BC
Issued 06/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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