Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ulysses? Claim Your ProfileUlysses Sigmund Williams has been in the securities industry since September 14, 1989. Ulysses currently works at TRB Capital Markets, LLC and Estrada Hinojosa & Company, Inc. He is registered with FINRA as a General Securities Representative. Ulysses is also registered with the state of Texas. Ulysses has passed the Series 63, Series 50, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
08/12/2024 - Present
TRB Capital Markets, LLC (HOUSTON TX)
TX
03/22/1989 - 01/03/1992
FIRST SOUTHWEST COMPANY (DALLAS TX)
BC
Issued 03/23/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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