Unclaimed
Ulysses Roebuck is a financial professional with over seven years of experience in the industry. Ulysses is currently registered with Vanguard Marketing Corp. in Arizona and North Carolina. Ulysses holds the Series 6, Series 63, and SIE licenses. Ulysses's primary focus is on providing investment company products and variable contracts to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
07/16/2015 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 07/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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