Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ulysses? Claim Your ProfileUlysses Donald Smith is an Investment Advisor Representative with PFS Investments Inc., based in WINTHROP HARBOR, IL. Ulysses has been in the industry since February 8, 2017, and has been registered with PFS Investments Inc. since May 21, 2019. Prior to joining PFS Investments Inc., Ulysses was employed by PRUCO SECURITIES, LLC. and MONEY CONCEPTS CAPITAL CORP. Ulysses holds the Series 6, 63, 65, and SIE licenses. Ulysses is licensed in Illinois, Louisiana, Missouri, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
05/21/2019 - Present
PFS Investments Inc. (WINTHROP HARBOR IL)
IL
01/30/2019 - 04/04/2019
PRUCO SECURITIES, LLC. (DOWNERS GROVE IL)
IL
08/25/2015 - 08/31/2017
MONEY CONCEPTS CAPITAL CORP (WAUKEGAN IL)
IA
Issued 02/10/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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