Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ulysses? Claim Your ProfileUlysses Cervantes is a financial advisor currently registered with TIAA-CREF Individual & Institutional Services, LLC. Ulysses has been working in the financial industry since 2020 and holds a Series 63, Series 65, and Series 7TO licenses. Ulysses has experience working with clients at Morgan Stanley, E*TRADE Securities LLC, and TD Ameritrade.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
01/16/2025 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)
TX
01/13/2023 - 06/04/2024
MORGAN STANLEY (Dallas TX)
TX
06/30/2020 - 09/05/2023
E*TRADE SECURITIES LLC (Dallas TX)
TX
03/04/2020 - 07/08/2020
TD AMERITRADE, INC. (Southlake TX)
IA
Issued 07/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
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