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Ulysses Bernard Cohen

Foreside Fund Services, LLC

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About Ulysses Bernard Cohen

Ulysses Cohen is a registered representative with Foreside Fund Services, LLC. Ulysses has been in the financial services industry since 2019. Ulysses holds Series 7, Series 63, and SIE licenses. Ulysses is registered in Arizona, Colorado, Florida, Kansas, Nebraska, New Mexico, North Dakota, South Dakota, and Utah. Ulysses was previously registered with Fidelity Distributors Company LLC and INCAPITAL LLC.

Firm Information

Ulysses Cohen is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ulysses Cohen’s Registration & Firm History

FL

03/04/2021 - Present

Foreside Fund Services, LLC (Fort Lauderdale FL)

TX

01/03/2019 - 01/15/2021

FIDELITY DISTRIBUTORS COMPANY LLC (WESTLAKE TX)

FL

03/27/2018 - 04/05/2018

INCAPITAL LLC (BOCA RATON FL)

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Licenses & Designations

BC

Issued 04/06/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/05/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ulysses Bernard Cohen.
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