Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ulric? Claim Your ProfileUlric Bruce is a financial advisor with Equity Services, Inc. in Hauppauge, NY. Ulric has over 28 years of experience in the financial services industry and has held numerous positions with several firms including MML Investors Services, LLC, NYLIFE Securities LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, Signator Investors, Inc., AXA Advisors, LLC, and MONY Securities Corporation. Ulric holds the Series 6 and SIE licenses and is registered with FINRA. Ulric also specializes in the following areas: Financial Planning, Pension Consulting, Portfolio Management for Individuals, and Portfolio Management for Businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/22/2021 - Present
Equity Services, Inc. (HAUPPAUGE NY)
NY
05/03/2013 - 05/17/2013
MML INVESTORS SERVICES, LLC (SYOSSET NY)
NY
01/31/2011 - 03/13/2013
NYLIFE SECURITIES LLC (MELVILLE NY)
NY
06/26/2006 - 11/03/2010
METLIFE SECURITIES INC. (HAUPPAUGE NY)
NY
06/26/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (HAUPPAUGE NY)
NY
01/30/2006 - 05/23/2006
SIGNATOR INVESTORS, INC. (WESTBURY NY)
NY
06/01/2005 - 01/12/2006
AXA ADVISORS, LLC (NEW YORK NY)
NY
04/23/1998 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
10/11/1994 - 08/03/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
10/11/1994 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 11/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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