Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ukeba? Claim Your ProfileUkeba Henry has been in the financial services industry since August 2001. Ukeba is currently registered with LPL Financial LLC as a registered representative and is pending registration with the firm as an investment advisor representative. Prior to LPL Financial LLC, Ukeba was affiliated with Ally Invest Securities LLC, MetLife Securities Inc., Wells Fargo Advisors, LLC, LPL Financial Corporation, E*TRADE SECURITIES LLC, HARRISDIRECT LLC, HARRIS INVESTOR SERVICES LLC, and WACHOVIA SECURITIES, LLC. Ukeba has been a General Securities Principal since 2000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
01/06/2024 - Present
LPL Financial LLC (FORT MILL SC)
NC
06/24/2019 - 05/12/2021
ALLY INVEST SECURITIES LLC (CHARLOTTE NC)
SC
05/06/2016 - 05/24/2019
LPL FINANCIAL LLC (FORT MILL SC)
NC
04/07/2014 - 05/11/2016
METLIFE SECURITIES INC. (CHARLOTTE NC)
NC
09/20/2010 - 03/04/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
08/29/2007 - 06/16/2010
LPL FINANCIAL CORPORATION (CHARLOTTE NC)
NC
11/15/2005 - 05/15/2007
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NJ
06/07/2004 - 12/01/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
MO
01/17/2003 - 05/03/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
07/27/2000 - 10/28/2002
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
BOTH
Issued 01/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/31/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/05/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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