Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ujjwol? Claim Your ProfileUjjwol Lamsal is a financial advisor with over 10 years of experience in the industry. Ujjwol has a Series 63, 24 and 7 licenses and is registered with the state of Texas. Ujjwol is currently affiliated with Charles Schwab & CO., Inc. and TD Ameritrade Clearing, Inc. Ujjwol has previously worked at TD AMERITRADE, INC. and SCOTTRADE, INC. Ujjwol Lamsal is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
03/29/2023 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
11/01/2016 - 12/31/2020
TD AMERITRADE, INC. (Southlake TX)
MO
09/20/2017 - 09/10/2018
SCOTTRADE, INC. (ST. LOUIS MO)
BC
Issued 02/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Ujjwol Lamsal is the right advisor for you? Invested Better is here to help.
