Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ugwumsinachi? Claim Your ProfileUgwumsinachi Constan Ihearahu is an investment advisor representative associated with Charles Schwab & CO., INC. Ugwumsinachi has worked in the financial industry since 2018. Ugwumsinachi holds licenses for both securities and investment advisory, and holds Series 7, 6, 63, 66, 9, and 10 registrations. Ugwumsinachi's prior work experience includes TD Ameritrade, INC., T. ROWE PRICE INVESTMENT SERVICES, INC. and other financial institutions. Ugwumsinachi currently works at the Gaithersburg, Maryland branch of Charles Schwab & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MD
02/21/2023 - Present
Charles Schwab & CO., Inc. (Gaithersburg MD)
MD
06/06/2023 - 07/29/2024
TD AMERITRADE, INC. (Annapolis MD)
MD
09/01/2022 - 01/06/2023
CHARLES SCHWAB & CO., INC. (Bethesda MD)
MD
06/21/2018 - 07/19/2022
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
BOTH
Issued 08/27/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/07/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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