linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Ugo Catterina

UBS Asset Management (us) Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ugo? Claim Your Profile

About Ugo Catterina

Ugo Catterina is a financial advisor with UBS Asset Management (us) Inc., registered with FINRA. Ugo has been in the industry since August 11, 2012, and is currently registered with UBS Asset Management (us) Inc. in Stamford, Connecticut. Ugo has passed the Securities Industry Essentials Examination (SIE) and the General Securities Representative Examination (Series 7).

Firm Information

Ugo Catterina is currently registered with UBS Asset Management (us) Inc.. UBS Asset Management (us) Inc. is a corporation formed in May 1977 and is approved in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 1 approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ugo Catterina’s Registration & Firm History

CT

07/07/2016 - Present

UBS Asset Management (us) Inc. (STAMFORD CT)

NY

04/04/2013 - 06/01/2016

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

NY

06/29/2012 - 03/25/2013

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

Not sure if Ugo Catterina is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ugo Catterina.
Not sure if Ugo Catterina is right for you?