Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Udit? Claim Your ProfileUdit Bansal is a financial professional with experience in the securities industry. Udit is currently registered with Tower Principal Markets LLC. Udit holds the Series 57TO and SIE licenses. Udit has been in the industry since April 18, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/19/2024 - Present
Tower Principal Markets LLC (New York NY)
BC
Issued 04/19/2024
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2024
Series 57TO - Securities Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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