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Udayan Shiralkar

Rabo Securities USA, Inc.

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About Udayan Shiralkar

Udayan Shiralkar is a financial advisor at Rabo Securities USA, Inc. Udayan has been in the industry since May 8, 2023. Udayan holds the Series 63, Series 7TO, and SIE licenses. Udayan is registered with the state of New York.

Firm Information

Udayan Shiralkar is currently registered with Rabo Securities USA, Inc.. Rabo Securities USA, Inc. is a corporation that was formed on March 22, 1999. They are registered with the SEC and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Udayan Shiralkar’s Registration & Firm History

NY

05/09/2023 - Present

Rabo Securities USA, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/09/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2023

Series 7TO - General Securities Representative Examination

BC

Issued 03/27/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Udayan Shiralkar.
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