Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tze? Claim Your ProfileTze Vui Lai has been in the financial services industry since January 13, 2003. Tze is currently registered with Avantax Investment Services, Inc. in Maryland, California, District of Columbia, New Jersey, New York, and Virginia. Tze is a Series 6, Series 63, and SIE licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
01/14/2003 - Present
Avantax Investment Services, Inc. (BALTIMORE MD)
BC
Issued 08/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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