Unclaimed
Tyson Rudolph Pettitt is a financial advisor with Berger Financial Group. Tyson has been working in the financial services industry since 2013. Tyson is registered with the state of California, Minnesota and Texas. Tyson has Series 6, 7, 63, and 65 licenses. Tyson holds a SIE certification as well. Tyson has been associated with Berger Financial Group since October of 2018. Previously, Tyson was associated with Purshe Kaplan Sterling Investments. Tyson provides financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
07/31/2020 - Present
Berger Financial Group (PLYMOUTH MN)
VT
07/31/2020 - 10/20/2022
PURSHE KAPLAN STERLING INVESTMENTS (South Burlington VT)
VT
11/06/2018 - 08/28/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (South Burlington VT)
WI
02/27/2016 - 11/10/2017
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
02/27/2016 - 11/10/2017
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
CA
02/27/2016 - 11/10/2017
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
WI
02/27/2016 - 11/10/2017
SII INVESTMENTS, INC. (APPLETON WI)
MA
07/15/2009 - 05/10/2011
SIGNATOR INVESTORS, INC. (ANDOVER MA)
BC
Issued 03/12/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/06/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/14/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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