Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tyson? Claim Your ProfileTyson Schmitt is a financial advisor who has been in the industry since 2013. Tyson is currently registered with AE Wealth Management, LLC in Topeka, Kansas. Previously, Tyson was registered with Waddell & Reed, Country Club Financial Services, Inc., TD Ameritrade, Inc. and Signator Investors, Inc. Tyson holds Series 6, 7, 24, 52, 53, 63 and 66 securities licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
11/24/2021 - Present
AE Wealth Management, LLC (Topeka KS)
KS
01/18/2018 - 08/24/2021
WADDELL & REED (OVERLAND PARK KS)
MO
04/07/2016 - 12/15/2017
COUNTRY CLUB FINANCIAL SERVICES, INC. (KANSAS CITY MO)
TX
09/30/2013 - 02/29/2016
TD AMERITRADE, INC. (FORT WORTH TX)
KS
11/23/2005 - 11/29/2006
SIGNATOR INVESTORS, INC. (OVERLAND PARK KS)
BOTH
Issued 12/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/05/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 09/30/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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