Unclaimed
Tyson Markham is a financial professional with over 15 years of experience in the securities industry. Tyson is currently registered with Bofa Securities, Inc. and is located in Kansas City, Missouri. Prior to joining Bofa Securities, Inc., Tyson worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Commerce Brokerage Services, Inc. and Stern Brothers & Co. Tyson holds the Series 7, Series 52, Series 53, and Series 99TO securities licenses. Tyson's professional experience includes providing research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
MO
05/10/2019 - Present
Bofa Securities, Inc. (KANSAS CITY MO)
MO
11/27/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (KANSAS CITY MO)
MO
08/29/2013 - 05/09/2018
COMMERCE BROKERAGE SERVICES, INC. (KANSAS CITY MO)
MO
09/10/2012 - 08/16/2013
STERN BROTHERS & CO. (KANSAS CITY MO)
KS
06/28/2007 - 09/10/2012
MCLINEY AND COMPANY (MISSION KS)
BC
Issued 07/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 05/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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