Unclaimed
Tyson Joseph Asay is a financial advisor with over 17 years of experience. Tyson is a Certified Financial Planner™ professional and holds the Series 4, 63, 66, 7, and SIE licenses. Tyson is currently registered with Sound Income Strategies, LLC, and previously worked with Raymond James & Associates, Inc., Lincoln Investment, TD Ameritrade, Inc., and Scottrade, Inc. Tyson provides financial planning and portfolio management services to a variety of clients, including individuals, families, businesses, and trusts. Tyson is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
09/04/2024 - Present
Sound Income Strategies, LLC (FORT LAUDERDALE FL)
TN
03/02/2020 - 08/23/2024
RAYMOND JAMES & ASSOCIATES, INC. (CHATTANOOGA TN)
OH
07/22/2019 - 03/02/2020
LINCOLN INVESTMENT (INDEPENDENCE OH)
TN
02/26/2018 - 07/22/2019
TD AMERITRADE, INC. (CHATTANOOGA TN)
TN
07/24/2017 - 02/26/2018
SCOTTRADE, INC. (CHATTANOOGA TN)
CA
02/26/2007 - 08/17/2015
FIDELITY BROKERAGE SERVICES LLC (CAMPBELL CA)
BOTH
Issued 11/17/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
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