Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tyson? Claim Your ProfileTyson Lee Bauer is a financial advisor registered with Oppenheimer & Co. Inc. in Kansas City, Missouri. Tyson has been in the industry since March 12, 1999. Tyson is a Series 65 and 63 licensed professional and holds the Series 7, 10, 24, 27, 87, 99TO and SIE licenses. Tyson has worked at Oppenheimer & Co. Inc. since January 2012. Previously, Tyson was employed by Wealth Monitors, Inc. from 1999 to 2012. Tyson has been registered with FINRA since 2012. Tyson offers portfolio management for individuals, businesses, and pooled investment vehicles. Tyson also provides financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MO
10/04/2022 - Present
Oppenheimer & Co. Inc. (KANSAS CITY MO)
KS
03/12/1999 - 01/04/2012
WEALTH MONITORS, INC. (OVERLAND PARK KS)
IA
Issued 10/3/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/1/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/29/2010
Series 27 - Financial and Operations Principal Examination
BC
Issued 1/29/2004
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 3/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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