Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tyson? Claim Your ProfileTyson Afa Phillips is a financial advisor who has been in the industry since April 7, 2001. Tyson is currently registered with Raymond James & Associates, Inc. and has been with the firm since December 19, 2019. Previously, Tyson was registered with Morgan Stanley and Northwestern Mutual Investment Services, LLC. Tyson holds Series 63, 65, 66, and 7 licenses as well as the SIE. Tyson's areas of specialization include Financial Planning, Portfolio Management, Pension Consulting, and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
12/19/2019 - Present
Raymond James & Associates, Inc. (Salt Lake City UT)
UT
12/01/2011 - 12/20/2019
MORGAN STANLEY (HOLLADAY UT)
UT
04/08/2002 - 12/08/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SALT LAKE CTY UT)
WA
02/22/2001 - 02/21/2002
RUSSELL FUND DISTRIBUTORS, INC. (SEATTLE WA)
BOTH
Issued 01/26/2012
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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