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Tyrone Ronald Waddell

ADP Broker-Dealer, Inc.

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About Tyrone Ronald Waddell

Tyrone Ronald Waddell is a registered representative with ADP Broker-Dealer, Inc. Tyrone has been in the financial services industry since December 15, 2012, and has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., J. B. Hanauer & Co., RBC Dain Rauscher Inc., and Tucker Anthony Incorporated. Tyrone holds Series 63, 66, 6TO, SIE, and 7 licenses. Tyrone is currently registered to conduct business in Arizona, California, Connecticut, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, Texas, Virginia, Washington, and Wisconsin.

Firm Information

Tyrone Waddell is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tyrone Waddell’s Registration & Firm History

NJ

04/29/2022 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

NJ

05/04/2007 - 04/21/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAYNE NJ)

NJ

06/09/2006 - 05/18/2007

CITIGROUP GLOBAL MARKETS INC. (SHREWSBURY NJ)

NJ

04/29/2002 - 06/13/2006

J. B. HANAUER & CO. (PARSIPPANY NJ)

NY

03/09/2002 - 04/27/2002

RBC DAIN RAUSCHER INC. (NEW YORK NY)

MA

12/09/1999 - 03/09/2002

TUCKER ANTHONY INCORPORATED (BOSTON MA)

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Licenses & Designations

BC

Issued 05/20/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 11/26/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/29/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/08/2022

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Tyrone Ronald Waddell. Review regulatory record here.
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