Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tyler? Claim Your ProfileTyler Westervelt Potts is a financial advisor with over 20 years of experience in the industry. Tyler has been registered with LPL Financial LLC since 2013, and has also held previous positions with Purshe Kaplan Sterling Investments, Essex Financial Services, Inc., Fidelity Brokerage Services LLC, and Advest, Inc. Tyler is currently registered to provide investment advice in Connecticut and Texas, and holds a Series 6, 7, 63, 66, and SIE license. Tyler has a strong track record of providing comprehensive financial planning services, portfolio management for individuals and businesses, and investment consulting. Tyler specializes in working with high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
05/20/2021 - Present
LPL Financial LLC (OLD SAYBROOK CT)
CT
11/06/2020 - 05/04/2021
PURSHE KAPLAN STERLING INVESTMENTS (Farmington CT)
CT
07/10/2013 - 08/12/2020
LPL FINANCIAL LLC (OLD SAYBROOK CT)
CT
06/15/2004 - 08/05/2013
ESSEX FINANCIAL SERVICES, INC. (ESSEX CT)
RI
11/20/2000 - 07/01/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
CT
04/27/2000 - 11/09/2000
ADVEST, INC. (HARTFORD CT)
CT
07/28/1999 - 02/14/2000
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
BOTH
Issued 03/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/27/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Tyler Potts is the right advisor for you? Invested Better is here to help.
