Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tyler? Claim Your ProfileTyler W. Hoch is a financial professional with over 16 years of experience in the industry. Tyler has a strong background in investment banking and municipal securities, having worked with several well-known firms, including Oppenheimer & Co. Inc., Herbert J. Sims & Co. Inc., Sterne, Agee & Leach, Inc., and Stifel, Nicolaus & Company, Incorporated. Tyler is currently registered with Piper Sandler & Co. and holds licenses for Series 7, 50, 52, 53, 79, 99, and SIE. Tyler's primary focus is on providing financial advisory services to state and municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
09/28/2023 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
MN
05/05/2015 - 09/29/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MINNEAPOLIS MN)
MN
11/21/2014 - 05/04/2015
STERNE, AGEE & LEACH, INC. (MINNEAPOLIS MN)
MN
06/17/2013 - 10/02/2014
HERBERT J. SIMS & CO. INC. (BLOOMINGTON MN)
MN
05/04/2007 - 06/04/2013
OPPENHEIMER & CO. INC. (MINNEAPOLIS MN)
BC
Issued 03/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/28/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 05/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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