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Tyler W Banks

Rothschild & Co. US Inc.

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About Tyler W Banks

Tyler Banks is a financial professional with experience in the financial industry since December 2019. Tyler is currently registered with Rothschild & Co. US Inc., a firm that is not currently registered with the Investment Adviser Association. Tyler's previous experience includes a role at KeyBanc Capital Markets Inc., a firm that is registered with the Investment Adviser Association. Tyler holds a Series 79, SIE, and Series 63 licenses, demonstrating a commitment to professional development in the financial services industry.

Firm Information

Tyler Banks is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tyler Banks’s Registration & Firm History

IL

07/13/2021 - Present

Rothschild & Co. US Inc. (Chicago IL)

OH

01/18/2018 - 08/02/2019

KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)

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Licenses & Designations

BC

Issued 07/14/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tyler W Banks.
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