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Tyler Tom Simon

Fidelity Brokerage Services LLC

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About Tyler Tom Simon

Tyler Simon is a financial professional with experience in the industry. Tyler holds the Series 7TO, Series 63, and SIE licenses. Tyler is currently registered with Fidelity Brokerage Services LLC and has been in this position since January 30, 2023. Tyler has prior experience with Ameriprise Financial Services, LLC. Tyler is registered in 53 states and the District of Columbia.

Firm Information

Tyler Simon is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tyler Simon’s Registration & Firm History

RI

01/30/2023 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

IN

12/20/2021 - 10/10/2022

AMERIPRISE FINANCIAL SERVICES, LLC (INDIANAPOLIS IN)

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Licenses & Designations

BC

Issued 03/17/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/18/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/21/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Tyler Tom Simon.
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